Financial Services

Securing Trust, Elevating Performance

The financial services sector demands rigorous accuracy, deep compliance expertise, and forward-thinking strategies. At Brooks Audit, we partner with firms across investment, real estate finance, insurance, and fintech to deliver precise, strategic audit and advisory services—helping you protect assets, manage risk, and scale with confidence.

Our expertise ensures:

  • Full regulatory compliance
  • Strategic growth & risk control
  • Transparent, trustworthy financial reporting
Investment & Asset Management

Protecting Capital, Enhancing Confidence

Managing assets means managing trust. We support investment firms with audit services, risk assessments, and compliance reviews to ensure your operations remain transparent, efficient, and investor-ready—no matter the market conditions.

Services include:

  • Fund audits & investor reporting
  • Regulatory compliance & risk analysis
  • Internal audit, controls & portfolio performance review
  • Governance and strategic advisory
Real Estate Finance & Brokerage

Building Value Through Financial Clarity

Real estate firms operate in a capital-intensive, regulation-heavy space. Whether you’re in property finance or brokerage, we help streamline transaction audits, tax structuring, and valuation analysis for solid financial foundations and smarter growth.

Services include:

  • Financial audits for real estate portfolios
  • Compliance & transaction due diligence
  • Brokerage revenue tracking & VAT planning
  • Risk advisory & investment feasibility
Insurance & Risk Management

Auditing the Backbone of Security

For insurance companies and risk management firms, compliance, accuracy, and capital control are critical. We ensure financial transparency and help navigate changing regulatory landscapes to safeguard your operations and stakeholder trust.

Services include:

  • Policy audits & claims assessments
  • Regulatory reporting & solvency review
  • Risk-based internal audit programs
  • Fraud detection & control reviews
Financial Technology

Innovating with Compliance at the Core

FinTech firms thrive on agility, but regulatory compliance and investor trust remain non-negotiable. We provide the financial structure, reporting systems, and governance needed for sustainable scaling in the digital finance space.

Services include:

  • Systems audits & digital financial reviews
  • AML & KYC compliance frameworks
  • Licensing support & financial projections
  • Internal controls for emerging tech platforms